Quantum theory and the Nobel prize
Tuesday, May 22nd, 2007Personal prejudices and a lack of understanding by the Nobel-prize committee left the pioneers of quantum mechanics unrewarded until the discovery of antimatter in 1932.
In 1933 the Nobel prizes seemed of little importance compared with the global economic depression and the rise to power of the Nazis, but many physicists still kept a watchful eye on Stockholm. Their bewilderment and chagrin over the most recent decisions by the Royal Swedish Academy of Sciences had fuelled anticipation. No prize had been awarded in physics since 1930, yet recent theoretical and experimental achievements had led to a revolutionary new quantum-mechanical depiction of the atom. Would the Academy finally acknowledge these accomplishments?
When the Academy eventually announced its decision in November, the results pleased some, angered others and puzzled many. The prize reserved from 1932 went to Werner Heisenberg alone for “the creation of quantum mechanics, the application of which has, inter alia, led to the discovery of allotropic forms of hydrogen”. Meanwhile, the 1933 prize was shared by Erwin Schrödinger and Paul Dirac for “the discovery of new productive forms of atomic theory”.
The prizes for quantum mechanics have long been the subject of speculation and gossip. Why were these men the only ones to be rewarded, why were the prizes divided so awkwardly, and why was the official rationale for the awards so odd? More generally, the 1933 decisions point to the broader question that peppers both popular and scholarly histories of modern physics: why were so few Nobel prizes awarded for theoretical contributions? Was this the result of Alfred Nobel’s testament, which specifies that the prize is awarded for “discovery or invention in the field of physics”? Is it inherently more difficult to define a theoretical breakthrough as a discovery?
I have studied the Nobel archives, and the correspondence of former committee members, in an effort to clarify the reasons for the traditional neglect of theory, as well as to make sense of the 1933 prizes. These activities have provided an insight into the committee’s treatment of theoretical accomplishments prior to 1933, which helps us to understand the significance of the awards that year, including the last-minute inclusion of Paul Dirac among the winners.
The Nobel prizes may well be international in scope but from the start the Royal Swedish Academy of Sciences based its decisions on the recommendations of the five members of the Nobel committees for physics and chemistry. The Swedish committee members’ own judgement, their understanding of science and their interests have been critical to the outcome. Those scientists invited to submit nominations rarely provided the committees with a clear consensus. And even when a single strong candidate did emerge - such as Albert Einstein for relativity theory or Henri Poincaré for various contributions to mathematical physics - the committees often ignored the mandate. A simple change in the composition of the committee could, on occasion, decide the fate of a candidate.
Although the five committee members evaluated the candidates and proposed who should receive a prize, their recommendation still had to be approved by the ten members of the Academy’s Physics Section, and then by the 100 members of the full Academy. Usually the committee’s authority prevailed, but not always. Sometimes the Academy of Sciences rebelled against its committees. In the cases of Gustaf Dalén (1912) and Jean Perrin (1926), members of the Academy successfully rallied their colleagues to overturn the committee’s declaration that these candidates did not merit prizes.
Although formal statutes govern all aspects of the Nobel system, they by no means provide unambiguous guidelines for the committees to go about their business. Such crucial phrases as “most significant discovery or invention in the field of physics” or “recent” or “benefit on mankind” are not defined. Interpretive traditions have arisen and changed over time. But even when everyone involved has tried to rise above pettiness and partiality, the task of selecting winners has always been - and remains - exceedingly difficult. Occasionally committee members have confessed privately that, at times, there have been several equally deserving candidates.
摘自http://physicsweb.org/articles/world/15/8/7,这篇文章较长,只需翻译以上部分。